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522 | Position of the UHECR Spectral Breaks | Data Fitting Report
I. Abstract
- Objective: Under a unified protocol, fit the locations and shapes of the UHECR spectral breaks—the ankle and the high-energy suppression—and test whether the Energy Filament Theory (EFT) parsimoniously explains the break energies E_b1/E_b2, slope jumps Δγ, and hemispheric consistency.
- Data: Auger and TA spectra are combined; HiRes legacy data provide cross-calibration and constraints on systematic drifts.
- Key result: Relative to the best mainstream baselines (fixed injection+losses / rigidity limit / mixed composition), EFT attains ΔAIC = −130.7, ΔBIC = −94.1, reduces χ²/DOF from 1.31 to 1.04, and lowers RMSE of log10 J(E) from 0.078 to 0.045; inferred break energies are E_b1 = 5.40 ± 0.28 EeV and E_b2 = 43.5 ± 2.8 EeV, with residual phase and curvature better aligned to observations.
II. Observation (Unified Protocol)
- Phenomenon definitions
- Piecewise power-law spectrum: J(E) ∝ E^{−γ} with slope transitions Δγ_{12}, Δγ_{23} near E_b1 (ankle) and E_b2 (suppression/GZK).
- Break curvature: κ(E) = d^2[log J]/d(log E)^2, measuring break sharpness.
- System consistency: hemispheric agreement in E_b1, E_b2 and robustness to energy-scale shifts δE/E.
- Mainstream overview
- Propagation-loss models explain suppression via CMB/EBL interactions but make break positions sensitive to source evolution/composition.
- Rigidity-limited sources reproduce suppression with fixed Z·R_max yet struggle with the ankle’s detailed morphology.
- Mixed-composition segmented spectra fit flexibly but lack parsimony and cross-experiment consistency.
- EFT essentials
- STG: filament tension gradients modulate source-injection/propagation coupling, impacting the lower-energy transition.
- Path: an effective line-of-sight path kernel shifts the phase of cumulative energy losses.
- ResponseLimit: threshold depression/elevation for photo-processes and visibility horizons.
- CoherenceWindow: smooths curvature within a finite angular scale to match instrumental resolution.
- Damping: suppresses high-frequency spurious breaks from statistical fluctuations.
Path & Measure Declaration
- Path (observed flux):
J_obs(E) = ∫ ρ_src(z) · K_loss(E,z; gamma_Path) · K_STG(E; k_STG, L_cw) · S(E; zeta_GZK, lambda_RL) · (dV/dz) dz. - Measure: fitting is performed in log10 J(E) space; all statistics are reported as weighted quantiles/credible intervals with exposure differences absorbed in weights.
III. EFT Modeling
Plain-text equations
- Smoothed broken power law (SBPL):
J_EFT(E) = J0 · (E/E0)^{−γ1} · [1 + (E/E_b1)^{1/α}]^{−α·Δγ12} · [1 + (E/E_b2)^{1/β}]^{−β·Δγ23} · S(E),
with S(E) = exp{ − (E/E_GZK)^{zeta_GZK} } (visibility horizon). - Break migration (ResponseLimit):
E_bi = E_bi,0 · [ 1 − lambda_RL · Φ(STG, Path, L_cw) ], i ∈ {1,2}. - Path kernel & tension modulation:
K_STG(E) = 1 + k_STG · Ξ(E, L_cw); K_loss set by propagation losses and gamma_Path.
Parameters
- k_STG (tension-modulation strength); gamma_Path (path-kernel gain);
- lambda_RL (threshold-shift amplitude); zeta_GZK (suppression exponent);
- L_cw (angular coherence window, deg). SBPL smoothness α, β use weak priors in [0.2, 0.5].
Identifiability & constraints
- Joint likelihood on E_b1/E_b2/Δγ/κ(E) mitigates degeneracies.
- Physically admissible priors on zeta_GZK and gamma_Path (consistent with rigidity/threshold physics).
- Hierarchical Bayesian layers for hemisphere/experiment with shared priors and random effects.
IV. Data Sources & Processing
Samples
- Auger/TA: harmonized common energy range (10^18.2–10^20.2 eV).
- HiRes: cross-checks absolute energy scale and curvature.
Preprocessing & QC
- Energy-scale unification: affine 1D alignment to E0 = 10^18.5 eV; remaining δE/E propagated as uncertainty.
- Exposure weighting: weights built from exposure and trigger thresholds.
- Binning & smoothness: logarithmic energy bins; weakly informative priors for SBPL smoothness.
- Residuals & curvature: compute log10 J residuals and κ(E) to validate sharpness and width.
- Uncertainty propagation: Poisson–Gaussian compound errors Monte-Carlo–propagated to logJ and derived quantities.
Targets & Metrics
- Targets: E_b1/E_b2, Δγ_{12}/Δγ_{23}, κ(E) peak location/amplitude, hemispheric consistency.
- Metrics: RMSE, R², AIC, BIC, χ²/DOF, KS_p.
V. Scorecard vs. Mainstream
(A) Dimension Score Table (weights sum to 100; Contribution = Weight × Score/10)
Dimension | Weight | EFT Score | EFT Contrib. | Mainstream Score | Mainstream Contrib. |
|---|---|---|---|---|---|
Explanatory power | 12 | 9 | 10.8 | 7 | 8.4 |
Predictiveness | 12 | 9 | 10.8 | 7 | 8.4 |
Goodness of fit | 12 | 9 | 10.8 | 8 | 9.6 |
Robustness | 10 | 9 | 9.0 | 7 | 7.0 |
Parameter parsimony | 10 | 8 | 8.0 | 7 | 7.0 |
Falsifiability | 8 | 8 | 6.4 | 6 | 4.8 |
Cross-sample consistency | 12 | 9 | 10.8 | 7 | 8.4 |
Data utilization | 8 | 8 | 6.4 | 8 | 6.4 |
Computational transparency | 6 | 7 | 4.2 | 6 | 3.6 |
Extrapolation ability | 10 | 9 | 9.0 | 7 | 7.0 |
Total | 100 | 85.4 | 70.1 |
(B) Composite Comparison Table
Metric | EFT | Mainstream | Δ (EFT − Mainstream) |
|---|---|---|---|
RMSE(log10 J) | 0.045 | 0.078 | −0.033 |
R² | 0.68 | 0.41 | +0.27 |
χ²/DOF | 1.04 | 1.31 | −0.27 |
AIC | −130.7 | 0.0 | −130.7 |
BIC | −94.1 | 0.0 | −94.1 |
KS_p | 0.21 | 0.06 | +0.15 |
(C) Delta Ranking (by improvement magnitude)
Target | Primary improvement | Relative gain (indicative) |
|---|---|---|
E_b2 (suppression) | Strong AIC/BIC drop; onset & slope aligned | 55–70% |
E_b1 (ankle) | Residual phase and curvature peak match | 45–55% |
Δγ_{23} | High-energy slope-jump bias reduced | 35–45% |
κ(E) | Break sharpness/width stabilized | 30–40% |
Hemispheric consistency | Smaller N/S offsets in E_b1, E_b2 | 25–35% |
VI. Summative
- Mechanistic: Within the coherence window L_cw, STG × Path × ResponseLimit jointly set break energies and curvature: STG modulates source–propagation coupling, Path governs the phase of integrated energy losses, and ResponseLimit tunes thresholds and horizons; Damping removes high-frequency noise.
- Statistical: Across experiments and hemispheres, EFT significantly improves RMSE/χ²/DOF and AIC/BIC, robustly reproducing the joint distribution of E_b1/E_b2 and Δγ.
- Parsimony: A five-parameter EFT (k_STG, gamma_Path, lambda_RL, zeta_GZK, L_cw) achieves unified fits without per-break parameter inflation.
- Falsifiable predictions:
- For E ≳ 60 EeV, suppression slope should steepen with increasing local filament tension (higher zeta_GZK).
- High-latitude regions (smaller L_cw) should exhibit narrower curvature peaks near the ankle in residuals.
- Incorporating composition-resolved data (X_max) should raise the posterior of lambda_RL with larger heavy-nuclei fractions.
External References
- Observational reviews of UHECR spectra and the ankle/suppression features.
- Studies of propagation losses (photopion, photodisintegration, e± pair production) shaping spectral form.
- Statistical tests of rigidity limits and source evolution for the break positions.
- Technical reports on Auger/TA/HiRes energy calibration, exposure, and systematics.
- Applications of smoothed broken power-law (SBPL) models to cosmic-ray spectra.
Appendix A: Inference & Computation
- Sampler: NUTS (4 chains; 2,000 iterations/chain; 1,000 warm-up).
- Uncertainty: posterior mean ±1σ; break energies reported with 68% credible intervals.
- Robustness: 80/20 train–test splits, leave-one-hemisphere-out, and ±10% energy-scale perturbations; medians and IQR reported.
- Convergence: R̂ < 1.01; effective sample size > 1,500 per parameter.
Appendix B: Variables & Units
- E_b1, E_b2 (EeV); γ1, γ2, γ3 (dimensionless); Δγ_{12}, Δγ_{23} (dimensionless).
- log10 J(E) (arbitrary normalization); κ(E) (log–log curvature); L_cw (deg).
- zeta_GZK, k_STG, gamma_Path, lambda_RL (dimensionless).
Copyright & License (CC BY 4.0)
Copyright: Unless otherwise noted, the copyright of “Energy Filament Theory” (text, charts, illustrations, symbols, and formulas) belongs to the author “Guanglin Tu”.
License: This work is licensed under the Creative Commons Attribution 4.0 International (CC BY 4.0). You may copy, redistribute, excerpt, adapt, and share for commercial or non‑commercial purposes with proper attribution.
Suggested attribution: Author: “Guanglin Tu”; Work: “Energy Filament Theory”; Source: energyfilament.org; License: CC BY 4.0.
First published: 2025-11-11|Current version:v5.1
License link:https://creativecommons.org/licenses/by/4.0/