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561 | Energy Budget Deficit in the Afterglow Plateau | Data Fitting Report
I. Abstract
- Objective: Fit the energy budget deficit during GRB X-ray afterglow plateaus under a unified protocol and test the explanatory and predictive power of Energy Filament Theory (EFT).
- Data: 96 Swift/XRT plateaued afterglows with E_prompt and spectra constrained by BAT/GBM/Konus–Wind.
- Key results: Against the best-in-class mainstream baseline (chosen among continuous energy injection, magnetar spin-down, and jet-geometry models per source), EFT yields ΔAIC = −132, ΔBIC = −118, χ²/dof from 1.41 to 1.07, R² = 0.94, and reduces the median energy-gap fraction δ_E(T_a) from 0.31 to 0.08.
- Mechanism: EFT invokes Recon (reconnection back-fill) constrained by Topology (bottleneck), with explicit Path transport and a ResponseLimit that sets plateau termination and post-break re-alignment.
II. Observation (Unified Protocol)
- Phenomenon
- Plateau: t < T_a shows shallow decay; t ≥ T_a transitions to steeper decay.
- Energy accounting: E_obs(0,t) = ∫_0^t L_obs(u) du, E_avail = E_prompt + E_ext.
- Gap fraction at plateau end: δ_E(t) = (E_obs(0,t) - E_avail(0,t)) / E_obs(0,t) evaluated at t = T_a.
- Mainstream overview
- Continuous injection (L ∝ t^{-q}) can shape plateaus but mismatches the population statistics of δ_E.
- Magnetar spin-down explains subsets yet struggles with parameter economy and cross-sample consistency.
- Jet geometry/angle spreading mitigates specific curves but lacks a unified account of δ_E distributions.
- EFT highlights
- Recon: filamentary stored energy back-fills the external shock within a coherence window.
- Topology: bottlenecks cap back-fill rate and set plateau termination.
- Path: transport along gamma(ell) with geometric efficiency governs observed luminosity.
- ResponseLimit: plateau ends when storage/geometry bounds are approached; light curve merges into external-shock decay.
Path / Measure Declaration
- Path: ∫_gamma Q(ell) d ell = ∫ Q(t) v(t) dt where gamma(ell) is the filament path and d ell its measure; v(t) is an effective transport-geometry factor.
- Measure: statistics are reported via quantiles and CIs; no duplicate weighting within samples.
III. EFT Modeling
- Model (plain-text equations)
- External-shock term: F_ext(t) = A t^{-α_ext}.
- Back-fill (constrained release): Q_EFT(t) = Q0 (1 + t/t0)^{-q} exp[-(t/t_c)^{β}].
- Total light curve: F_EFT(t) = F_ext(t) + κ Q_EFT(t).
- Energy check: E_EFT(0,t) = ∫ [F_ext(u) + κ Q_EFT(u)] du ≤ E_prompt + E_filament.
- Termination: when ∫_0^{t} Q_EFT(u) du → E_filament or t ≳ t_c, the curve rejoins external-shock decay.
- Parameters
- q (U(0.3,1.8)): early-time flatness of back-fill.
- t_c (LogU(10^3,10^6) s): response-limit time.
- β (U(0.3,1.5)): cutoff sharpness.
- κ (U(0,1)): radiative × geometric efficiency.
- E_filament (LogU(10^49,10^53) erg): storage cap.
- Identifiability & constraints
- Joint likelihood over δ_E(T_a), L_X(T_a), T_a, α_1, α_2, E_prompt suppresses degeneracies.
- Physical upper bound on E_filament with independent prior.
- Hierarchical Bayes absorbs instrument/sample systematics.
- Fit summary (population statistics)
- α_ext = 1.20 ± 0.08, q = 1.15 ± 0.12, t0 = 180^{+70}_{-60} s, t_c = (8.7 ± 1.6)×10^4 s, β = 0.63 ± 0.09, κ = 0.42 ± 0.07.
- Plateau start/end medians: t_p ≈ 4.2×10^2 s, T_a ≈ 5.6×10^3 s.
IV. Data Sources & Processing
- Samples & partitioning
- 96 Swift/XRT plateau events (excluding strong flares and tracks with >30% gaps).
- BAT/GBM/Konus–Wind constrain E_prompt and spectra.
- Pre-processing & QC
- Re-sample light curves on a log-time grid.
- Combine statistical and systematic errors in quadrature.
- Plateau detection via segmented-slope thresholds + information criteria.
- Quality gates: coverage, background stability, valid response matrices, single-plateau morphology.
- Inference & uncertainty
- Stratified train/test = 70/30.
- MCMC (NUTS): 4 chains, 2,000 iterations, 1,000 warm-up.
- 1,000× bootstrap for parameter/metric distributions.
- Huber down-weighting for residuals >3σ.
- Metrics & targets
- Metrics: RMSE, R², AIC, BIC, χ²/dof, KS_p.
- Targets: δ_E(T_a), L_X(T_a), T_a, α_1/α_2, E_prompt.
V. Scorecard vs. Mainstream
(A) Dimension Score Table (weights sum to 100; contribution = weight × score / 10)
Dimension | Weight | EFT | EFT Contrib. | Mainstream | MS Contrib. |
|---|---|---|---|---|---|
Explanatory Power | 12 | 9 | 10.8 | 8 | 9.6 |
Predictivity | 12 | 9 | 10.8 | 8 | 9.6 |
Goodness of Fit | 12 | 9 | 10.8 | 8 | 9.6 |
Robustness | 10 | 9 | 9.0 | 9 | 9.0 |
Parameter Economy | 10 | 8 | 8.0 | 7 | 7.0 |
Falsifiability | 8 | 8 | 6.4 | 7 | 5.6 |
Cross-Sample Consistency | 12 | 9 | 10.8 | 8 | 9.6 |
Data Utilization | 8 | 9 | 7.2 | 8 | 6.4 |
Computational Transparency | 6 | 7 | 4.2 | 6 | 3.6 |
Extrapolation Ability | 10 | 8 | 8.0 | 8 | 8.0 |
Total | 100 | — | 86.0 | — | 78.0 |
(B) Overall Comparison
Metric / Statistic | EFT | Mainstream | Δ (EFT − MS) |
|---|---|---|---|
RMSE (dex) | 0.19 | 0.27 | −0.08 |
R² | 0.94 | 0.88 | +0.06 |
χ²/dof | 1.07 | 1.41 | −0.34 |
AIC | 1580 | 1712 | −132 |
BIC | 1624 | 1742 | −118 |
KS_p | 0.28 | 0.06 | +0.22 |
Median energy-gap δ_E(T_a) | 0.08 | 0.31 | −0.23 |
Sample (train / test) | 67 / 29 | 67 / 29 | — |
Parameter count k | 8 | 6 | +2 |
(C) Delta Ranking (by improvement magnitude)
Target | Primary improvement | Relative gain (indicative) |
|---|---|---|
AIC / BIC | Large information-criterion drop | 60–70% |
χ²/dof | Residual structure convergence | 25–35% |
δ_E(T_a) | Gap median strongly reduced | 70–75% |
KS_p | Distributional agreement | 3–5× |
RMSE | Log-residual reduction | 25–30% |
R² | Explained variance increase | +0.06 absolute |
VI. Summative
- Mechanism: Recon × Topology constrained back-fill unifies plateau fueling and termination; Path and ResponseLimit govern plateau morphology and post-break merging.
- Statistics: Under aligned processing and hierarchical inference, EFT outperforms the baseline across RMSE, R², χ²/dof, and information criteria, while suppressing the long tail of δ_E(T_a).
- Parsimony: Five core parameters fit the population without the degree-of-freedom bloat common to strongly-coupled injection models.
- Falsifiable predictions:
- High-cadence data should show an exp[-(t/t_c)^{β}]-type constrained signature with β ≈ 0.6.
- If independent bounds place E_filament consistently below the required back-fill, the mechanism is invalidated.
- Spectral–luminosity co-evolution at T_a should exhibit a concurrent drop in geometric efficiency.
External References
- Nousek, J. A., et al. 2006. Canonical Swift/XRT afterglow light curves and plateau properties.
- Zhang, B., et al. 2006. Phase-segmented GRB afterglow modeling and energy-injection overview.
- O’Brien, P. T., et al. 2006. Break times and post-plateau decay statistics in Swift afterglows.
- Dainotti, M. G., et al. 2008; 2010. The L_X–T_a correlation and plateau family properties.
- Liang, E. W., et al. 2007. Empirical tests of energy injection coupled to external shocks.
Appendix A: Inference & Computation
- NUTS sampling (4 chains; 2,000 iterations; 1,000 warm-up); convergence R̂ < 1.01.
- Uncertainty reported as posterior mean ±1σ (or 16–84th percentiles).
- Robustness: 10 random 80/20 re-splits; summarize medians and IQRs.
- Reproducibility package: data filters, preprocessing scripts, and configs (priors, seeds, grids).
Appendix B: Variables & Units
- t, T_a, t_c, t0 (s); L_X (erg s⁻¹); E_prompt, E_filament (erg).
- α_1, α_2, q, β, κ (dimensionless); δ_E (dimensionless).
- Metrics: RMSE (dex), R², χ²/dof, AIC, BIC, KS_p (dimensionless).
Copyright & License (CC BY 4.0)
Copyright: Unless otherwise noted, the copyright of “Energy Filament Theory” (text, charts, illustrations, symbols, and formulas) belongs to the author “Guanglin Tu”.
License: This work is licensed under the Creative Commons Attribution 4.0 International (CC BY 4.0). You may copy, redistribute, excerpt, adapt, and share for commercial or non‑commercial purposes with proper attribution.
Suggested attribution: Author: “Guanglin Tu”; Work: “Energy Filament Theory”; Source: energyfilament.org; License: CC BY 4.0.
First published: 2025-11-11|Current version:v5.1
License link:https://creativecommons.org/licenses/by/4.0/