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Chapter 8 Interfaces, Defects & Anisotropy
I. Abstract & Scope
This chapter formulates a minimal description of interfaces (phase/phase boundaries, interlayers), defects (orientational singularities/distortion cores), and spatial anisotropy in oriented systems. We define surface/interface energy W_surf, anchoring and jump conditions, defect core energy and topological conservation, and practical anisotropy metrics/diagnostics for engineering and physics. Procedural flows are provided for parameter inversion and map-based characterization. Symbols use English notation wrapped in backticks; SI units apply. No ToA terms appear here.
II. Dependencies & References
- Orientation geometry & distributions: Chapter 3 S80-1/2.
- Constitutive & dynamics: Chapter 4 S80-3/4, axioms P80-2/3/9/10.
- Metrology & inversion: Chapter 5 M80-1…4 (Q_ij, T_fil_ij, tau_relax, D_Q).
- Couplings & media: Chapter 6 S80-5/6 (W_cpl, anisotropic transport/waves).
- Energy accounting: Chapter 7 S80-7/8.
- Numerics & implementation: Chapter 10 (SimStack-OT), Chapter 12 (I80-*).
III. Normative Anchors (added in this chapter, P80-/S80-)
- P80-14 (Interface Anchoring Axiom): the surface/interface energy W_surf is built from objective invariants and respects material/geometric symmetries; interface conditions follow from energy minimization and flux continuity.
- P80-15 (Defect Topology Conservation Axiom): in a closed domain without interface creation/annihilation of defects, the topological charge is conserved; any numerical/experimental identification must report a bound on conservation error.
- S80-9 (Surface/Interface Energy & Anchoring):
W_surf = κ_a (Q_ij, t_hat) + κ_b (Q_ij, n_b),
where t_hat is the tangential basis and n_b the interface normal; κ_* are anchoring coefficients. Interface conditions from Euler–Lagrange variation and flux continuity:
[[ Φ_E · n_b ]] = − ∂_t W_surf, [[ T_fil_ij n_{b,j} ]] = f^{(s)}_i (surface source/sink f^{(s)}_i; [[·]] denotes the jump between sides). - S80-10 (Defect Core Energy & Gradient Penalty):
W_defect = (1/2) K (∂_k Q_ij)(∂_k Q_ij) + U_core(Q),
with K ≥ 0 and a positive core potential U_core. Defect indices derive from winding/half-winding invariants of Q_ij and serve as diagnostics. - S80-11 (Anisotropy Metrics & Projections):
S_dir(ê) = ê_i Q_ij ê_j, A_aniso = λ_max(Q) − λ_min(Q), R_aniso = ‖Q‖_F. Directional effective parameters are given by projections along ê.
IV. Body Structure
I. Background & Problem Statement
- Interfaces modify boundary conditions of orientation and tension, inducing jumps in birefringence/phase speed and diffusion tensors; defects alter energy budgets and observables through core energy and gradient penalties.
- A minimal, Chapter 4–7–consistent set of equations and metrology flows is required so that anchoring, defect identification, and anisotropy quantification are measurable and reproducible in simulation.
II. Key Equations & Derivations (S-series)
- S80-9 (Anchoring & Jump Conditions)
- Variational condition (schematic): n_b · ( K ∇Q_ij ) + ∂ W_surf / ∂ Q_ij = 0 (preserve symmetry and tracelessness).
- Energy flux: [[ Φ_E · n_b ]] = − ∂_t W_surf.
- Tension balance: [[ T_fil_ij n_{b,j} ]] = f^{(s)}_i (rhs =0 if no surface force).
- S80-10 (Defect Core & Positivity)
- Core energy: W_defect = (1/2) K ∂_k Q_ij ∂_k Q_ij + U_core(Q) ≥ 0.
- Diagnostics: locate defects by eigen-direction fields of Q_ij and winding of S_dir(ê).
- S80-11 (Anisotropy Indicators)
- Directional projection: S_dir(ê) = ê_i Q_ij ê_j.
- Scalars: A_aniso = λ_max − λ_min, R_aniso = ‖Q‖_F = (Q_ij Q_ij)^{1/2}.
- Coupling consistency: under Chapter 6 weak coupling, Δn(ê) ∝ S_dir(ê), D_eff(ê) = D0 + D1 S_dir(ê).
III. Methods & Flows (M-series)
- M80-22 (Interface Segmentation & Parameter Inversion)
- Segment interfaces Γ (image/field driven).
- Estimate n_b, t_hat, and two-sided Q_ij, T_fil_ij.
- Invert κ_a, κ_b and possible surface sources f^{(s)} via S80-9, with unit/dimension audits.
- M80-23 (Defect Identification & Core-Parameter Estimation)
- Localize singularities via Q_ij eigen-directions/S_dir(ê) maps.
- Estimate {K, U_core} parameters or effective core radius using S80-10.
- Produce a defect catalog and verify topological conservation (P80-15).
- M80-24 (Anisotropy Mapping & Coupling Harmonization)
- Build spatiotemporal maps of {S_dir(ê), A_aniso, R_aniso}.
- Regress against Chapter 6 coupling parameters {D1, α_E, α_B, κ_s}.
- Pass anisotropy masks to Chapter 7 for energy-ledger partitioning.
IV. Cross-References within/beyond this Volume
- Chapter 3: Q_ij and S^2 quadrature (M80-13/14) underpin interface/defect metrology.
- Chapter 4: interface/defect conditions feed back into constitutive/dynamics (S80-3/4).
- Chapter 5: Q_ij, T_fil_ij, and covariances required for inversion.
- Chapter 6: regression harmonization between anisotropy indicators and coupling parameters (S80-5/6).
- Chapter 7: consistency of W_surf, W_defect with energy flux/power terms (S80-7/8).
- Chapters 10/12: interface/defect kernels and benchmarks in SimStack-OT and I80-*.
V. Validation, Criteria & Counterexamples
- Positive criteria:
- Adding W_surf/W_defect improves energy-closure residuals and evidence.
- Interface alignment/phase direction correlates with S_dir(ê) as expected.
- Jumps in D_eff, ε_ij/μ_ij, C_eff,ijkl match material symmetries; unit/dimension audits pass.
- Negative criteria:
- Removing interface/defect terms does not worsen fits.
- [[ Φ_E · n_b ]] + ∂_t W_surf deviates significantly from zero.
- The defect catalog violates P80-15 beyond stated confidence.
- Contrasts:
- Evidence/residuals for {with interface kernel, without}, {with defect kernel, without}.
- Transport/propagation differences under {isotropic, anisotropic} models.
- {weak anchoring, strong anchoring} effects on boundary-layer Q_ij.
VI. Deliverables & Figure List
- Deliverables:
- InterfaceCard.json (W_surf, κ_a/κ_b, boundary/jump fields, units/dimensions).
- DefectCatalog.csv (locations, types, scales, CIs, and conservation checks).
- AnisotropyMaps.npz (spatiotemporal maps & masks for S_dir(ê), A_aniso, R_aniso).
- ConsistencyReport.md (energy closure, evidence, and contrast outcomes).
- Figures/Tables (suggested):
- Tab. 8-1 Interface/defect energy items & dimensional audits.
- Fig. 8-1 Anchoring schematic and boundary-layer Q_ij distribution.
- Tab. 8-2 Defect identification & parameter estimates (K, core radius, etc.).
- Fig. 8-2 Anisotropy maps and regressions vs coupling parameters.
- Tab. 8-3 Jump-condition and energy-flux consistency statistics.
Copyright & License (CC BY 4.0)
Copyright: Unless otherwise noted, the copyright of “Energy Filament Theory” (text, charts, illustrations, symbols, and formulas) belongs to the author “Guanglin Tu”.
License: This work is licensed under the Creative Commons Attribution 4.0 International (CC BY 4.0). You may copy, redistribute, excerpt, adapt, and share for commercial or non‑commercial purposes with proper attribution.
Suggested attribution: Author: “Guanglin Tu”; Work: “Energy Filament Theory”; Source: energyfilament.org; License: CC BY 4.0.
First published: 2025-11-11|Current version:v5.1
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